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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
PA RA APPROVED 2024-10-23
  • TX RA
    APPROVED
    Since 2024-12-18
  • PA RA
    APPROVED
    Since 2024-10-23

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Blue Bell, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood Berwyn PA 08/2015 02/2023
Lpl Financial, Llc Berwyn PA 02/2023 Present
  • 08/2015 → 02/2023
    Boenning & Scattergood
    Berwyn, PA
  • 02/2023 → Present
    Berwyn, PA
Other Businesses

1. 01/01/2018 - RANDI MOULDER/ OTHER - NOTARY/ INVESTMENT RELATED/ 1%/ PHOENIXVILLE, PA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
S63 Uniform Securities Agent State Law Examination 2017-03-21
  • S66 Uniform Combined State Law Examination
    2024-10-21
  • S63 Uniform Securities Agent State Law Examination
    2017-03-21

View on SEC IAPD

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