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Thomas Adam Braile

Gallagher Fiduciary Advisors, LLC

Irvine, CA

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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-15
  • CA RA
    APPROVED
    Since 2026-06-15

Branch Locations

2050 Main Street Suite 1250, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 04/2019
Hohimer Wealth Management Llc Seattle WA 04/2019 11/2020
Usi Consulting Group Glastonbury CT 02/2021 06/2026
Usi Securities Glastonbury CT 03/2021 06/2026
Usi Advisors Glastonbury CT 03/2021 06/2026
Gallagher Fiduciary Advisors, Llc Irvine CA 06/2026 Present
Osaic Wealth Scottsdale AZ 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-11
  • S66 Uniform Combined State Law Examination
    2007-07-11
Other Names
  • Tom Adam Braile

View on SEC IAPD

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