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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

Rancho Cordova, CA • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

1024 Iron Point Road, Folsom, CA 95630 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-03
  • CA RA
    APPROVED
    Since 2022-08-03

Branch Locations

1024 Iron Point Rd, Folsom, CA 95630 • United States

Rancho Cordova, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Sacramento CA 08/2015 01/2020
Lpl Financial, Llc Folsom CA 01/2020 Present
Golden State Wealth Management, Llc Citrus Heights CA 01/2020 12/2020
Mariner Independent Advisor Network, Llc Sacramento CA 03/2022 06/2026
Lpl Financial Sacramento CA 08/2022 Present
Private Advisor Group, Llc Morristown NJ 06/2026 Present
Previous Registrations
Other Businesses

1. 06/23/2025 - Logiki Financial LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s)- Start date:06/17/2025 - 40 Hrs/Mth - 6 Hrs During Trading. 2. 11/21/2025- Logiki Longevity LLC- Other - Fitness Trainer- Not INV Related- Home Based - Start date 02/03/2025- 20 Hours Per Month/ 5 Hours During Trading 3. 06/29/2026 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2015-11-23
Other Names
  • Brian Michael Rasmussen

View on SEC IAPD

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