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Frank A Arena

Citigroup Global Markets Inc.

Greenwich, CT

New Rochelle, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-09-06
  • CT RA
    APPROVED
    Since 2018-09-06

Branch Locations

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

New Rochelle, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Greenwich CT 08/2015 05/2018
Citigroup Greenwich CT 05/2018 Present
  • 08/2015 → 05/2018
    Citigroup
    Greenwich, CT
  • 05/2018 → Present
    Citigroup
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-06
S63 Uniform Securities Agent State Law Examination 2016-03-07
  • S65 Uniform Investment Adviser Law Examination
    2018-09-06
  • S63 Uniform Securities Agent State Law Examination
    2016-03-07

View on SEC IAPD

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