Best Investors Account Sign in

Alex Beauregard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cranston, RI

Pennington, NJ

Riverside, RI

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
RI RA APPROVED 2017-12-11
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • RI RA
    APPROVED
    Since 2017-12-11

Branch Locations

Cranston, RI • United States

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 08/2015 Present
Market Basket South Attleboro MA 11/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-08
S63 Uniform Securities Agent State Law Examination 2015-10-30
  • S66 Uniform Combined State Law Examination
    2017-12-08
  • S63 Uniform Securities Agent State Law Examination
    2015-10-30
Other Names
  • Alex D Beauregard
  • Alex Dylan Beauregard

View on SEC IAPD

More in Cranston, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor