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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-04-11 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
4801 Lang Ne, Suite 110, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Albuquerque | NM | 06/2016 | 10/2023 |
| The Leaders Group Inc | Littleton | CO | 10/2023 | Present |
| Advanced Brokerage Services Inc | Albuquerque | NM | 10/2023 | Present |
1.) ADVANCED BROKERAGE SERVICES INC - 10/2023 - 4801 Lang NE, Suite 110, Albuquerque, NM 87109 - Invt Rel; SVP; 160hrs/mo; 160hrs/mo (during trading hours) 2.) BENEFITS WITH APEX - 03/31/2019- 4801 Lang NE, Suite 110, Albuquerque, NM 87109 - Owner, Insurance Sales, Not Invt Rel; 60hrs/mo; 20hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 4/10/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-02 |
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