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200 W. Hwy 6 Suite 330, Waco, TX 76712 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-20 |
Branch Locations
200 W. Hwy 6 Suite 330, Waco, TX 76712 • United States
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Watch Advisors Llc | Rockledge | FL | 08/2015 | 08/2017 |
| Brookstone Wealth Advisors, Inc. | Waco | TX | 09/2019 | Present |
| Nurture Wealth | Waco | TX | 07/2015 | 01/2022 |
| Burnell Financial Solutions | Bothell | WA | 04/2019 | 10/2019 |
| Regal Investment Advisors | Kentwood | MI | 05/2017 | 09/2019 |
| The Prepare Institute | Wheaton | IL | 10/2018 | 01/2020 |
| The Momentous Group | Waco | TX | 01/2020 | 06/2022 |
| Winnow Wealth, Llc | Waco | TX | 01/2022 | Present |
| Iron Horse Equipment Solutions Llc | Waco | TX | 09/2017 | Present |
BROOKSTONE WEALTH ADVISORS, INC; INVESTMENT RELATED; 200 W HWY 6 SUITE 330, WACO, TX 76712; INVESTMENT ADVISORY SERVICES; STARTED 09/2019; OCCUPIES 20% OF ADVISORS TIME EACH MONTH. Independent Licensed Insurance Agent through various carriers. Investment related; 200 W HWY 6 SUITE 330, WACO, TX 76712; Start Date: 06/2015. Selling various insurance policies: Life, Long-Term Care, Disability, Annuity. Approximately 10 hrs/ month all during trading. IRON HORSE EQUIPMENT SOLUTIONS LLC; 200 W HWY 6 SUITE 329, WACO, TX 76712. Oil & Gas Asset Management company, CFO, 09/2017, 40 HOURS PER MONTH. Bookkeeping, financial statements, and tax returns for this company owned by spouse. Adjunct Professor at McLennan Community College. 1400 College Drive Waco, TC. 76708. 4 hours per month, Teaching finance course and or seminar type classes at the community college.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-29 |
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