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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-08 |
| DC | RA | APPROVED | 2022-10-11 |
| CA | RA | APPROVED | 2020-12-18 |
Branch Locations
1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernstein | Los Angeles | CA | 06/2017 | Present |
| Boston College | Chestnut Hill | MA | 06/2013 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-05 |
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