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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-09-08 |
Branch Locations
600 4Th Street [Satellite] Suite 710, Sioux City, IA 51101 • United States
13305 Birch Dr. Suite 203 2Nd Floor, Omaha, NE 68164 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sioux City | IA | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux City | IA | 11/2016 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Sioux City | IA | 09/2023 | Present |
PERRY CREEK PTA, INVT RELATED, SIOUX CITY, IOWA, TREASURER, START DATE 7/1/2024, 10 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, MAINTAIN FULL ACCOUNT OF FUNDS, MAKING DISBURSEMENTS, HAVING CHECKS OR VOUCHERS SIGNED BY TWO PEOPLE, KEEPING FULL AND ACCURATE ACCOUNT OF RECEIPTS AND DISBURSEMENTS, PROVIDE WRITTEN FINANCIAL STATEMENTS AND PRESENT ANNUAL REPORT OF FINANCIAL CONDITIONS. | INTERSTATE SOCCER CLUB; INV RELATED; SIOUX CITY,IA ; SOCCER GAME; TREASURER; START DATE: 09/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-16 |
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