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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-08-30
  • PA RA
    APPROVED
    Since 2019-08-30

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

115 Bloomingdale Ave, Wayne, PA 19087 • United States

115 Bloomingdale Ave., Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Radnor PA 07/2015 08/2019
Nations Financial Group, Inc. Wayne PA 08/2019 Present
Previous Registrations
Other Businesses

McClockey Financial Group. 115 Bloomingdale, Ave. Wayne, PA 10987. Is investment related. Nature of business is investment and advisory services. Position is employee. Started July 2015. Approx 160 hours/month on this business, 6.5 hours during security trading hours. Duties include research, client reporting/reviews, order entry, technology support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-27
  • S66 Uniform Combined State Law Examination
    2016-01-27
Other Names
  • Edward Munch

View on SEC IAPD

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