Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-08 |
| FL | RA | APPROVED | 2018-08-24 |
Branch Locations
800 S Jefferson Street, Monticello, FL 32344 • United States
343 W Base St, Madison, FL 32340 • United States
1801-1 Apalachee Pkwy, Tallahassee, FL 32301 • United States
95 W Highway 40, Inglis, FL 34449 • United States
810 W Main St, Inverness, FL 34450 • United States
101 Se Us Highway 19, Crystal River, FL 34429 • United States
304 E. Tennessee St., Tallahassee, FL 32301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital City Trust Company | Tallahassee | FL | 04/2013 | Present |
| Invest Financial Corporation | Tallahassee | FL | 02/2016 | 02/2018 |
| Capital City Wealth Advisors, Inc. | Tallahassee | FL | 03/2015 | Present |
| Lpl Financial, Llc | Tallahassee | FL | 02/2018 | Present |
1. 02/14/2018 - Capital City Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/27/2018 - Capital City Trust Company - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 04/01/2013 - 40 Hours Per Month During Securities Trading. 3. 6/14/2018 - Capital City Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Investment Advisor Rep. - Start Date: 08/08/2016 - 1 Hours Per Month During Securities Trading - Time Spent 1% - I provide investment advisory services through Capital City Wealth Advisors, an independent investment advisor firm. I started this business activity in 08/2016. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/21/2023 - Capital City Investments - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Strategic Process Manager - Start Date - 02/06/2023 - 20 Hours Per Month/10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-19 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-20 |
Reach out to this advisor