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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-08
FL RA APPROVED 2018-08-24
  • TX RA
    APPROVED
    Since 2019-03-08
  • FL RA
    APPROVED
    Since 2018-08-24

Branch Locations

800 S Jefferson Street, Monticello, FL 32344 • United States

343 W Base St, Madison, FL 32340 • United States

1801-1 Apalachee Pkwy, Tallahassee, FL 32301 • United States

95 W Highway 40, Inglis, FL 34449 • United States

810 W Main St, Inverness, FL 34450 • United States

101 Se Us Highway 19, Crystal River, FL 34429 • United States

304 E Tennessee St, Tallahassee, FL 32301 • United States

Capital City Wealth Advisors, Inc.

304 E. Tennessee St., Tallahassee, FL 32301 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-18
  • FL RA
    APPROVED
    Since 2016-08-18

Branch Locations

304 E. Tennessee St., Tallahassee, FL 32301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital City Trust Company Tallahassee FL 04/2013 Present
Invest Financial Corporation Tallahassee FL 02/2016 02/2018
Capital City Wealth Advisors, Inc. Tallahassee FL 03/2015 Present
Lpl Financial, Llc Tallahassee FL 02/2018 Present
Other Businesses

1. 02/14/2018 - Capital City Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/27/2018 - Capital City Trust Company - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 04/01/2013 - 40 Hours Per Month During Securities Trading. 3. 6/14/2018 - Capital City Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Investment Advisor Rep. - Start Date: 08/08/2016 - 1 Hours Per Month During Securities Trading - Time Spent 1% - I provide investment advisory services through Capital City Wealth Advisors, an independent investment advisor firm. I started this business activity in 08/2016. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/21/2023 - Capital City Investments - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Strategic Process Manager - Start Date - 02/06/2023 - 20 Hours Per Month/10 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-19
S65 Uniform Investment Adviser Law Examination 2014-12-20
  • S63 Uniform Securities Agent State Law Examination
    2018-04-19
  • S65 Uniform Investment Adviser Law Examination
    2014-12-20
Designations
Other Names
  • Benjamin Bowersox

View on SEC IAPD

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