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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-10
IL RA APPROVED 2018-08-15
  • TX RA
    APPROVED
    Since 2018-09-10
  • IL RA
    APPROVED
    Since 2018-08-15

Branch Locations

238 N State St, Chicago, IL 60601 • United States

6245 S. Western Avenue, Chicago, IL 60636 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 07/2015 Present
Jpmorgan Chase Bank, N.A. Chicago IL 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-10
S63 Uniform Securities Agent State Law Examination 2015-09-01
  • S66 Uniform Combined State Law Examination
    2018-08-10
  • S63 Uniform Securities Agent State Law Examination
    2015-09-01

View on SEC IAPD

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