Abram Xavier Mccarty

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-10-03
TX	RA	APPROVED	2024-10-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbus	OH	06/2017	04/2021
University Of Kentucky	Lexington	KY	08/2012	06/2017
Unemployed	Lexington	KY	08/2016	06/2017
Bank Of America, N.A.	Columbus	OH	07/2018	04/2021
Morgan Stanley Smith Barney Llc	Dublin	OH	04/2021	10/2024
Morgan Stanley Private Bank, N.A	New York	NY	05/2021	10/2024
Wells Fargo Advisors Financial Network, Llc	Dublin	OH	10/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2021	Present

06/2017 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH
08/2012 → 06/2017

University Of Kentucky

Lexington, KY
08/2016 → 06/2017

Unemployed

Lexington, KY
07/2018 → 04/2021

Bank Of America, N.A.

Columbus, OH
04/2021 → 10/2024

Morgan Stanley Smith Barney Llc

Dublin, OH
05/2021 → 10/2024

Morgan Stanley Private Bank, N.A

New York, NY
10/2024 → Present

Wells Fargo Advisors Financial Network, Llc

Dublin, OH
05/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

AXM WEALTH MANAGEMENT, INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 10/10/24, 1 HR PER MONTH, 0 HR DURING TRADING, FINET PRACTICE;

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-18

Other Firms