Joseph Benjamin Fish

Current Employers

Employment History

• 07/2015 → 06/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 10/2015 → 06/2019
  Bank Of America, N.A.
  Raleigh, NC
• 06/2019 → Present
  Sanctuary Securities, Inc.
  Raleigh, NC
• 06/2019 → Present
  Sanctuary Advisors, Llc
  Raleigh, NC

Previous Registrations

• 2015-10-20 → 2019-06-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC

Other Businesses

1) Name: FHJ Properties, LLC Position: Owner Nature: Real Estate Investment Related: Yes Hours: 3 Securities Trading Hours: 0 Start Date: 11/23/2021 Address: 727 W Hargett St, Suite 107, Raleigh NC 27603, USA Description: Rent collection, general maintenance, bookkeeping 2) Name: Lane Building Condominium Owners Association Position: President Nature: The Lane Bldg. Condominium Owners Association, Inc. is a non-profit board that was established for the purpose of managing the Common Elements of the Condominiums as specified in the Declaration and the other Governing Document Investment Related: No Hours: 4 Securities Trading Hours: 2 Start Date: 5/10/2023 Address: 727 W Hargett St, STE 209, Raleigh NC 27603, United States Description: As President of the Lane Bldg. COA, I attend quarterly board meetings and communicate with the Lane Bldg. property management company regarding any maintenance and/or property issues that need to be addressed. I provide my opinion and advise on potential prudent courses of action to take for matters associated with the Lane Bldg. This is done on an as needed basis. My role is advisory in nature. I have the ability to cast a vote on "board decisions", equal to the other board members. It should be noted that I do not have checking writing privileges or access to the Lane Bldg. COA bank accounts. 3) Name: Calvary Raleigh Church Position: Trustee Nature: Church Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 8/14/2023 Address: 7900 Ten-Ten Rd, Raleigh NC 27603, United States Description: As a Trustee (along with 5 other Trustee's) - I have general oversight of church financial matters and help the church develop and maintain policies relating to financial matters. Quarterly meetings include budget review, discussion of church building improvements and future needs and plans of the church. My position as a Trustee is advisory in nature. I do not have check writing privileges nor do I have access to the church's bank accounts.

Exams

• S66 Uniform Combined State Law Examination
  2015-10-19

Other Names

• Ben Fish
• Joseph B Fish