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300 Vesey Street, 5Th Floor, New York, NY 10282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-13 |
| NJ | RA | APPROVED | 2020-08-24 |
| CA | RA | APPROVED | 2020-08-20 |
Branch Locations
300 Vesey Street, 5Th Floor, New York, NY 10282 • United States
4141 Ne 2Nd St., Miami, FL 33137 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stockcross | Beverly Hills | CA | 08/2004 | 01/2020 |
| Prometheum Ember Ats Inc. | New York | NY | 03/2019 | 07/2019 |
| Muriel Siebert & Co., Inc | Miami | FL | 01/2020 | Present |
1) Name: Beaver Dam Road, LLC State: FL My Title: Manager Hours: Anticipated less than 10/month. Single home part-time vacation rental and minor bookkeeping . No time required during market hours. Investment Related: No 2) Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split - Approximately 99% Muriel Siebert & Co., LLC and 1% Siebert AdvisorNxt, LLC, subject to monthly change. Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-07 |
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