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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-02
  • NY RA
    APPROVED
    Since 2025-06-02

Branch Locations

White Plains, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerson Equity Llc San Mateo CA 04/2019 07/2023
Synertone Communication Corp. (1613.HK) Hong Kong 10/2016 Present
Neo-Neon Holdings Limited (1868.HK) Hong Kong 08/2014 Present
Horizon Capital Advisors Llc Ft Lauderdale FL 01/2020 Present
Portunes Llc Wilton CT 04/2020 Present
Capitan Investment Ltd. (Formerly Sahara Energy Ltd.) New York NY 08/2021 Present
Arkadios Capital Atlanta GA 07/2023 Present
Arkadios Wealth Advisors Atlanta GA 04/2025 Present
  • 04/2019 → 07/2023
    Emerson Equity Llc
    San Mateo, CA
  • 10/2016 → Present
    Synertone Communication Corp. (1613.HK)
    Hong Kong
  • 08/2014 → Present
    Neo-Neon Holdings Limited (1868.HK)
    Hong Kong
  • 01/2020 → Present
    Horizon Capital Advisors Llc
    Ft Lauderdale, FL
  • 04/2020 → Present
    Portunes Llc
    Wilton, CT
  • 08/2021 → Present
    Capitan Investment Ltd. (Formerly Sahara Energy Ltd.)
    New York, NY
  • 07/2023 → Present
    Arkadios Capital
    Atlanta, GA
  • 04/2025 → Present
    Atlanta, GA
Other Businesses

1) SYNERTONE COMMUNICATIONS CORPORATION, A COMMUNICATIONS EQUIPMENT COMPANY IN KOWLOON, HONG KONG, SINCE 10/2016; 3-5 HOURS PER MONTH NOT DURING TRADING HOURS; INDEPENDENT BOARD OF DIRECTOR. 2) NEO-NEON HOLDINGS LIMITED, DECORATIVE AND COMMERCIAL LED LIGHTING MANUFACTURER; 3-5 HOURS PER MONTH NOT DURING TRADING HOURS, SINCE 08/2014; INDEPENDENT BOARD OF DIRECTOR. 3) PORTUNES, LLC-NOT INVESTMENT RELATED-62 VALEVIEW ROAD, WILTON CT 06897-REAL ESTATE BROKER, REAL ESTATE SALES, NO HOURS DURING SECURITIES TRADING HOURS. 4) HORIZON VISION CAPITAL ADVISORS LLC-INVESTMENT RELATED-1 E BROWARD BLVD, 18F FORT LAUDERDALE FL 33301-ASSET MANAGMENT-THIS IS HUSBAND'S BUSINESS. HE IS 40% OWNER, I HELP WITH ADMINISTRATIVE DUTIES-NO HOURS DURING SECURITIES TRADING HOURS 5) CAPITAN INVESTMENT LTD. (FORMERLY SAHARA ENERGY LTD)-INVESTMENT RELATED-370 LEXINGTON AVE #2010 NEW YORK, NY -INDEPENDENT BOARD DIRECTOR-ADVISORY FUNCTION AS AN INDEPENDENT BOARD DIRECTOR-8/2021-NO HOURS DURING SECURITIES TRADING HOURS 6) Agile Advisory, Is Investment related, My commission based business. Owner of this business, Started Nov'23, 150 hours per month,0 hours per month during trading hours, Commission Compensation, I am setting this DBA for the registered representative I have been doing for 4+ years.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
S63 Uniform Securities Agent State Law Examination 2019-05-20
  • S66 Uniform Combined State Law Examination
    2025-06-02
  • S63 Uniform Securities Agent State Law Examination
    2019-05-20
Other Names
  • Jennifer Mingqi Li

View on SEC IAPD

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