Nicole Middleton Holloway

Current Employers

Natural Investments

Windsor, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-01-10

CA RA
APPROVED

Since 2020-01-10

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carrie Productions, Inc.	Berkeley	CA	01/2010	06/2019
Qualified Planning	San Diego	CA	08/2016	01/2020
Strategy Squad	Oakland	CA	08/2016	Present
Natural Investments	San Francisco	CA	01/2020	Present

01/2010 → 06/2019

Carrie Productions, Inc.

Berkeley, CA
08/2016 → 01/2020

Qualified Planning

San Diego, CA
08/2016 → Present

Strategy Squad

Oakland, CA
01/2020 → Present

Natural Investments

San Francisco, CA

Previous Registrations

2019-10-18 → 2020-03-17

Qualified Planning

San Diego, CA

Oakland, CA
2016-09-01 → 2019-12-11

Qualified Planning

Oakland, CA

San Diego, CA
2015-10-15 → 2016-04-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

Other Businesses

CARRIE PRODUCTIONS, INC. THIS BUSINESS IS ENTERTAINMENT & MEDIA-BASED, AND NON-INVESTMENT RELATED. ADDRESS: 2625 ALCATRAZ AVENUE #243, BERKELEY, CA 94705. FORMER EMPLOYER, NOW PAID AS A CONSULTANT FOR PART-TIME SOCIAL MEDIA & WEBSITE MAINTENANCE. 10-15 APPROXIMATE HOURS/MONTH SPENT ON CONSULTING WORK FOR THIS BUSINESS, AND MY INVOLVEMENT IN THIS BUSINESS ACTIVITY IS DONE COMPLETELY OUTSIDE OF SECURITIES TRADING HOURS. RELATIONSHIP STARTED 9 YEARS AGO (IN 2010).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-14

S66 Uniform Combined State Law Examination

2015-10-14

Designations

Other Names

Nicole M Middleton
Nicole M Middleton Holloway
Nicole Mieko Middleton

View on SEC IAPD