Carrie Spencer Pedersen

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-09-13

NC RA
APPROVED

Since 2022-09-13

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Raleigh	NC	07/2015	08/2022
The Fidelity Bank	Raleigh	NC	07/2015	08/2022
First Citizens Investor Services	Raleigh	NC	09/2022	Present

07/2015 → 08/2022

Lpl Financial Llc

Raleigh, NC
07/2015 → 08/2022

The Fidelity Bank

Raleigh, NC
09/2022 → Present

First Citizens Investor Services

Raleigh, NC

Previous Registrations

2017-11-16 → 2022-09-12

Lpl Financial Llc

Raleigh, NC

Cary, NC

Other Businesses

Finance committee at the St. Andrews Presbyterian Church: not investment related; 7506 Falls of Neuse Rd., Raleigh, NC 27609; Church; Committee member;1/10/2017; 2 hours per month/0 during trading hours; discuss the church budget and how money is spent in the various church categories.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-07
S63	Uniform Securities Agent State Law Examination	2017-04-18

S66 Uniform Combined State Law Examination

2017-11-07
S63 Uniform Securities Agent State Law Examination

2017-04-18

Other Names

Carrie Spencer Mitchell

View on SEC IAPD