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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-10-12
TX RA APPROVED 2015-10-12
  • CA RA
    APPROVED
    Since 2015-10-12
  • TX RA
    APPROVED
    Since 2015-10-12

Branch Locations

Phoenix, AZ • United States

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2008 Present
Bank Of America, N.A. Chandler AZ 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-09
  • S66 Uniform Combined State Law Examination
    2015-10-09
Other Names
  • Jose Martinez
  • Jose Guadalupe Martinez

View on SEC IAPD

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