Eric Tin Chen

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-03-12
CA	RA	APPROVED	2007-10-25

TX RA
APPROVED_RES

Since 2009-03-12
CA RA
APPROVED

Since 2007-10-25

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Mateo	CA	10/2007	Present
Bank Of America,N.A.	Irvine	CA	06/2011	Present

10/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Mateo, CA
06/2011 → Present

Bank Of America,N.A.

Irvine, CA

Previous Registrations

2006-11-30 → 2007-10-31

Banc Of America Investment Services, Inc.

Palo Alto, CA
2005-10-19 → 2006-06-07

Morgan Stanley Dw Inc.

Cupertino, CA

Other Businesses

I*4510275, Entity Type: Entity For Profit, Name of OBA: JECALI LLC, Address: SACRAMENTO, California, 95825, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 08/01/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: investor, transportation shuttle business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-18
S63	Uniform Securities Agent State Law Examination	2005-04-14

S65 Uniform Investment Adviser Law Examination

2005-10-18
S63 Uniform Securities Agent State Law Examination

2005-04-14

Other Names

Eric T Chen

View on SEC IAPD