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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-26 |
| CO | RA | APPROVED | 2019-02-13 |
Branch Locations
102 S Tejon St Ste 1000 [Mj-Rbo], Colorado Springs, CO 80903 • United States
102 S Tejon St Ste 1000, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 12/2018 | Present |
| Quantive Business Valuations | Vienna | VA | 03/2017 | 12/2018 |
| Catalyst Advisors | Colorado Springs | CO | 05/2016 | 01/2017 |
ENYO, LLC, NOT INV RELATED, COLORADO SPRINGS, CO, 40% OWNERSHIP, START 3/1/2018, 16 HOURS PER MONTH, 2 HOURS DURING TRADING, BUSINESS SERVICES AND STAFFING COMPANY OWNER AND ADVISOR ON STRATEGIC PLANNING. RENTAL PROPERTY, INV RELATED, CHESTER, VA, 100% OWNERSHIP, START 6/1/2005, 1 HOUR PER MONTH, ZERO DURING TRADING, OWNER. RENTAL PROPERTY, INV RELATED, CHESTER, VA, 100% OWNERSHIP, START 9/1/2003, 1 HOUR PER MONTH, ZERO DURING TRADING, OWNER. CULTURAL OFFICE OF THE PIKES PEAK REGION, INVT RELATED, COLORADO SPRINGS, CO, TREASURER, START DATE 1/1/2020, 6 HRS PER MONTH, 2 HRS DURING TRADING, ATTENDING MEETINGS, REVIEW INVESTMENT POLICY, MAKE RECOMMENDATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-13 |
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