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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-07-06
  • MN RA
    APPROVED
    Since 2020-07-06

Branch Locations

200 Village Center Dr Ste 200, North Oaks, MN 55127 • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Roseville MN 10/2004 06/2020
Thrivent Financial For Lutherans Appleton WI 12/2004 06/2020
Purshe Kaplan Sterling Investments Albany NY 06/2022 Present
Thrivent Advisor Network Llc D/B/A North Oaks Financial Group North Oaks MN 06/2020 Present
North Oaks Financial Group North Oaks MN 01/2011 06/2020
  • 10/2004 → 06/2020
    Roseville, MN
  • 12/2004 → 06/2020
    Thrivent Financial For Lutherans
    Appleton, WI
  • 06/2022 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → Present
    Thrivent Advisor Network Llc D/B/A North Oaks Financial Group
    North Oaks, MN
  • 01/2011 → 06/2020
    North Oaks Financial Group
    North Oaks, MN
Previous Registrations
Other Businesses

1) 1. Thrivent Advisor Network, LLC d/b/a North Oaks Financial Group 2. Investment related 3. Office of Employment Address 4. RIA 5. Client Coordination Manager 6. 01/2011 7. 160 hrs/mo 8. 160 hrs during trading 9. Client Coordination; process developments 10. Salary

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-10
  • S66 Uniform Combined State Law Examination
    2004-12-10
Other Names
  • Missy Webb
  • Melissa Webb
  • Melissa Renee Montgomery
  • Melissa Montgomery

View on SEC IAPD

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