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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-07-06 |
Branch Locations
200 Village Center Dr Ste 200, North Oaks, MN 55127 • United States
600 Portland Avenue South, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Roseville | MN | 10/2004 | 06/2020 |
| Thrivent Financial For Lutherans | Appleton | WI | 12/2004 | 06/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2022 | Present |
| Thrivent Advisor Network Llc D/B/A North Oaks Financial Group | North Oaks | MN | 06/2020 | Present |
| North Oaks Financial Group | North Oaks | MN | 01/2011 | 06/2020 |
1) 1. Thrivent Advisor Network, LLC d/b/a North Oaks Financial Group 2. Investment related 3. Office of Employment Address 4. RIA 5. Client Coordination Manager 6. 01/2011 7. 160 hrs/mo 8. 160 hrs during trading 9. Client Coordination; process developments 10. Salary
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-10 |
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