Emily Rose Kamen

Current Employers

Cw Advisors, Llc

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-07-01
NJ	RA	APPROVED	2024-06-13

PA RA
APPROVED

Since 2024-07-01
NJ RA
APPROVED

Since 2024-06-13

Branch Locations

Philadelphia, PA • United States

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

3625 Quakerbridge Road, Hamilton, NJ 08619 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	New York	NY	02/2016	12/2020
Mercadien Asset Management, Llc	Hamilton	NJ	01/2021	12/2024
Cw Advisors, Llc	Hamilton	NJ	07/2024	Present
Mercadien Securities, Llc	Hamilton	NJ	01/2021	12/2024

02/2016 → 12/2020

Rbc Capital Markets, Llc

New York, NY
01/2021 → 12/2024

Mercadien Asset Management, Llc

Hamilton, NJ
07/2024 → Present

Cw Advisors, Llc

Hamilton, NJ
01/2021 → 12/2024

Mercadien Securities, Llc

Hamilton, NJ

Previous Registrations

2021-01-06 → 2024-12-13

Mercadien Asset Management, Llc

Hamilton, NJ
2017-02-14 → 2021-01-05

Rbc Capital Markets, Llc

New York, NY

Princeton, NJ

Other Businesses

(1) NAME OF ENTITY: FOCUS BARRE AND YOGA; NATURE OF ENTITY: FITNESS STUDIO; ADDRESS: 1923 CHESTNUT STREET, PHILADELPHIA, PA 19103; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: YOGA TEACHER; START DATE: 11/01/2021; DUTIES: TEACH A YOGA CLASS ONCE A WEEK; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-14

S66 Uniform Combined State Law Examination

2017-02-14

Designations

View on SEC IAPD