Best Investors Account Sign in
Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-01
TX RA APPROVED 2024-11-01
  • CA RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

43141 Business Center Pkwy Suite 106, Lancaster, CA 93535 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sammons Retirement Solutions, Inc West Des Moines IA 09/2015 08/2019
Sammons Financial Network West Des Moines IA 10/2015 08/2019
Allstate Insurance Co Valencia CA 10/2019 02/2021
Lpl Financial, Llc Lancaster CA 02/2021 06/2025
Householder Group Estate & Retirement Specialists Lancaster AZ 02/2020 10/2024
Wealth Enhancement Group Lancaster CA 11/2024 Present
Wealth Enhancement Advisory Services Lancaster CA 11/2024 Present
Wealth Enhancement Brokerage Services Lancaster CA 11/2024 Present
  • 09/2015 → 08/2019
    Sammons Retirement Solutions, Inc
    West Des Moines, IA
  • 10/2015 → 08/2019
    Sammons Financial Network
    West Des Moines, IA
  • 10/2019 → 02/2021
    Allstate Insurance Co
    Valencia, CA
  • 02/2021 → 06/2025
    Lpl Financial, Llc
    Lancaster, CA
  • 02/2020 → 10/2024
    Householder Group Estate & Retirement Specialists
    Lancaster, AZ
  • 11/2024 → Present
    Wealth Enhancement Group
    Lancaster, CA
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Lancaster, CA
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Lancaster, CA
Previous Registrations
  • 2021-02-11 → 2024-11-01
    Householder Group Estate & Retirement Specialists
    Lancaster, CA
Other Businesses

Strategic Benefits Group, Inc. - Investment Related - 12701 Whitewater Dr., Ste 200 Minnetonka, MN 55343 - Non-Variable Insurance - Agent - Start Date - 06/15/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. ECA Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/21/2022 - 10 Hours Per Month/2 Hours During Securities Trading. Synchronize - Investment Related - 12701 Whitewater Dr., Ste 200 Minnetonka, MN 55343 - Non-Variable Insurance - Agent - Start Date - 06/15/2022 - 1 Hours Per Month/1 Hours During Securities Trading Coast 2 Coast International Athletics - Other - Track & Field coach - Not Investment Related - Start Date 07/07/2023 - 10 Hours Per Month/ 0 Hours During Tading Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 07/30/2021 - 2 Hours Per Month/ 1 Hour During Tading WEALTH ENHANCEMENT ADVISORY SERVICES - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 hours per month/ 120 hours during trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Antelope Valley Boys & Girls Club - Non-Investment Related - Lancaster, CA - Board of Director - Start Date: 08/01/2025 - 1 hour per month/ 1 hour during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2015-07-31
  • S66 Uniform Combined State Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2015-07-31
Other Names
  • Maxwell Benjamin Shapiro
  • Max Shapiro

View on SEC IAPD

More in Lancaster, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor