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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2022-08-16 |
Branch Locations
420 South Main Street, Joplin, MO 64801 • United States
1034 South Bishop Avenue, Rolla, MO 65401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/2004 | 08/2022 |
| Stifel, Nicolaus & Company, Incorporated | Joplin | MO | 08/2022 | Present |
1. Joplin Parks and Recreation, 23301 West 1st St, Joplin MO 64801; Advisory Board; Advise City Council on Parks and Recreation Dept; 5/21/21; 1 hr/mo; Not During Securities Trading Hours; Not Investment Related. 2. Connect2culture, 407 S. Pennsylvania, Joplin, MO 64801;Promote the arts; Advisory Board Member; 3/29/18; 1 hr/mo; Not During Securities Trading Hours; Not Investment Related. 3. Bramar Recreation Association; 1231 Bramar Drive, Joplin, MO 64801; Neighborhood group; President of the Association; To organize meetings and help neighbors with issues; 05/16/2022; 2 Hours per Year; Not during securities trading hours; Not Investment-Related 4. Children's Center Board; 1029 east 7th St Joplin MO 64801; works with children to find and counsel on domestic abuse; board member; to discuss issues that come before the board such as staff and event activities; 03/15/2024; 2.00hrs/month; during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-28 |
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