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Michael Mcclain-Svec

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-05-21
  • CA RA
    APPROVED
    Since 2018-05-21

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

2880 Ygnacio Valley Rd, Walnut Creek, CA 94598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Distributors, Inc. Rancho Cordova CA 07/2015 04/2018
Wells Fargo Clearing Services, Llc Walnut Creek CA 04/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-21
S63 Uniform Securities Agent State Law Examination 2015-08-28
  • S65 Uniform Investment Adviser Law Examination
    2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2015-08-28
Other Names
  • Michael Anthony Mcclain
  • Michael Anthony Mcclain-Svec
  • Mike Mcclain-Svec
  • Mike Mcclain

View on SEC IAPD

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