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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-06 |
| TX | RA | APPROVED | 2023-10-06 |
Branch Locations
1211 Newell Ave. Suite 120, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Walnut Creek | CA | 04/2015 | 12/2021 |
| Princor Financial Services Corporation | Walnut Creek | CA | 04/2015 | 12/2021 |
| Truwest | Burlingame | CA | 12/2021 | 04/2022 |
| Principal Securities Inc | Brentwood | CA | 04/2022 | 10/2023 |
| Principal Life Insurance Company | Brentwood | CA | 04/2022 | 10/2023 |
| Lpl Financial Llc | Walnut Creek | CA | 10/2023 | Present |
1- 09/2023 / Christian Dominguez / Non-Variable Insurance / Investment Related / 3 Hrs Mnth 2- 09/2023 / Element Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related 3- 09/2023 / FAST TRACK FINANCIAL, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 04/01/2017
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-06 |
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