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Felipe Sanchez

Ubs Financial Services Inc.

Los Angeles, CA

West Covina, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-26
  • CA RA
    APPROVED
    Since 2022-10-26

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

West Covina, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California Irvine Irvine CA 10/2014 03/2019
Unemployed West Covina CA 04/2019 07/2021
Ubs Financial Services Inc. Los Angeles CA 06/2017 01/2018
Ubs Financial Services Inc. Los Angeles CA 06/2018 09/2018
Ubs Financial Services Inc. Los Angeles CA 08/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-26
  • S66 Uniform Combined State Law Examination
    2022-10-26
Other Names
  • Felipe Sanchez

View on SEC IAPD

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