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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-12-15
TX RA APPROVED 2022-12-13
  • GA RA
    APPROVED
    Since 2022-12-15
  • TX RA
    APPROVED
    Since 2022-12-13

Branch Locations

3424 Peachtree Road Ne, 11Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 01/2018 12/2020
Broad Street Capital Advisors Llc Athens GA 09/2016 05/2017
Unemployed Cumming GA 06/2017 09/2017
Callaway Security And Sound Alpharetta GA 10/2017 12/2017
Mml Investors Services Llc Atlanta GA 03/2022 07/2022
Unemployed Sandy Springs GA 01/2021 03/2022
J.P. Morgan Securities Llc Atlanta GA 09/2022 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 09/2022 Present
Unemployed Sandy Springs GA 08/2022 08/2022
  • 01/2018 → 12/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2016 → 05/2017
    Broad Street Capital Advisors Llc
    Athens, GA
  • 06/2017 → 09/2017
    Unemployed
    Cumming, GA
  • 10/2017 → 12/2017
    Callaway Security And Sound
    Alpharetta, GA
  • 03/2022 → 07/2022
    Mml Investors Services Llc
    Atlanta, GA
  • 01/2021 → 03/2022
    Unemployed
    Sandy Springs, GA
  • 09/2022 → Present
    Atlanta, GA
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 08/2022 → 08/2022
    Unemployed
    Sandy Springs, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2018-03-12
  • S66 Uniform Combined State Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2018-03-12
Other Names
  • Allen Patrick Hetzel

View on SEC IAPD

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