Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-16
  • TX RA
    APPROVED
    Since 2016-09-16

Branch Locations

Houston, TX • United States

11 Greenway Plz Ste 3000, Houston, TX 77046 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 07/2015 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Other Businesses

Other Business Activities; Streaming; Twitch Streaming/Youtube/Kick Video Games I have a Channel I have just started streaming and there is no discussion of Finance or Investments, just video games.; 2829 Timmons Ln #190, , Houston, TX, 77027; Not Investment-Related; 05/04/2026; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-12
S63 Uniform Securities Agent State Law Examination 2015-11-30
  • S65 Uniform Investment Adviser Law Examination
    2016-02-12
  • S63 Uniform Securities Agent State Law Examination
    2015-11-30
Other Names
  • Neil Parmar

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor