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Stephen Paul Harris

Vanda Advisers

Saint Louis, MO

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Current Employers
Vanda Advisers

St. Louis, MO • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-10-08
  • MO RA
    APPROVED
    Since 2015-10-08

Branch Locations

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-16
  • S65 Uniform Investment Adviser Law Examination
    2015-06-16

View on SEC IAPD

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