Douglas Steven Hayes

Current Employers

Legacy Investing & Wealth Management Llc

Upper Marlboro, MD • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-02-22

MD RA
APPROVED

Since 2022-02-22

Branch Locations

Upper Marlboro, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rentokil	Reading	PA	01/2016	01/2020
Unemployed	Upper Marlboro	MD	08/2015	12/2019
Legacy Investing & Wealth Management Llc	Upper Marlboro	MD	02/2020	Present

01/2016 → 01/2020

Rentokil

Reading, PA
08/2015 → 12/2019

Unemployed

Upper Marlboro, MD
02/2020 → Present

Legacy Investing & Wealth Management Llc

Upper Marlboro, MD

Other Businesses

Legacy Development LLC established in 2019 located at 4500 Forsyth Court, Upper Marlboro, MD 20772. This is a non-securities investment-related company registered in Maryland involved with the purchase, renovation and sale of residential real estate properties in the Washington, DC area. I (Douglas Hayes) am the owner and project manager overseeing the general contractor. I devote approximately 60 hours per month during off-securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-29

S65 Uniform Investment Adviser Law Examination

2015-06-29