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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-11-05 |
| TX | RA | APPROVED | 2021-11-05 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
900 State St. Ste. 300, Erie, PA 16501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stroud Financial Services | Erie | PA | 05/2013 | Present |
| Infinity Financial Services | Erie | PA | 04/2017 | 11/2021 |
| Sigma Financial Corporation | Erie | PA | 11/2021 | Present |
| Sigma Planning Corporation | Erie | PA | 11/2021 | Present |
1. Stroud Financial Services -Tax Preparation, 1001 State St STE 1400 Erie PA 16501, Tax preparer, 2/1/2017, 5 hours per month, 1 during trading hours. Not investment related. 2. Licensed Insurance agent offering insurance through various companies. 3. Penn State Behrend Hockey Club, Not investment related, 4701 College Drive, Erie, PA 16563, Hockey Coach/General Manager. As Coach, I coach during games and practices; as GM, I am in charge of scheduling, budgeting, and all administrative work. Start date: 8/15/15, approx. 25 hrs/mo, zero during trading hours. No access to funds, not investment related. 4. DBA - Stroud Wealth Management, Erie, PA. Offering financial services. Start date: 4/7/22, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-13 |
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