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Thomas H Brook

Morgan Stanley

Pittsburgh, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-23
PA RA APPROVED 2011-01-28
  • TX RA
    APPROVED_RES
    Since 2014-12-23
  • PA RA
    APPROVED
    Since 2011-01-28

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pittsburgh PA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Pittsburgh, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

Forest Hills Borough Recreational Board; Not Investment related; Volunteer Board Member; 09/2016; During business hours: 0, After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-08
S63 Uniform Securities Agent State Law Examination 2005-01-26
  • S65 Uniform Investment Adviser Law Examination
    2005-02-08
  • S63 Uniform Securities Agent State Law Examination
    2005-01-26
Other Names
  • Thomas Brook

View on SEC IAPD

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