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Alexandra Bartsch

Ubs Financial Services Inc.

Los Angeles, CA

Weehawken, NJ

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-10
CA RA APPROVED 2018-04-09
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • CA RA
    APPROVED
    Since 2018-04-09

Branch Locations

2000 Avenue Of The Stars 7Th. Floor North, Los Angeles, CA 90067 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2015 02/2018
Ubs Financial Services Inc. Los Angeles CA 03/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-06
S63 Uniform Securities Agent State Law Examination 2015-10-05
  • S66 Uniform Combined State Law Examination
    2018-04-06
  • S63 Uniform Securities Agent State Law Examination
    2015-10-05
Other Names
  • Alexandra S Bartsch

View on SEC IAPD

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