Richard Louis Occhiogrosso

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-23
NY	RA	APPROVED	2026-02-11
PA	RA	APPROVED	2026-02-11
TX	RA	APPROVED_RES	2026-02-11
CA	RA	APPROVED	2026-02-06
NJ	RA	APPROVED	2025-09-03

FL RA
APPROVED

Since 2026-02-23
NY RA
APPROVED

Since 2026-02-11
PA RA
APPROVED

Since 2026-02-11
TX RA
APPROVED_RES

Since 2026-02-11
CA RA
APPROVED

Since 2026-02-06
NJ RA
APPROVED

Since 2025-09-03

Branch Locations

639 Brick Blvd Nj108, Brick, NJ 08723 • United States

20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	Woodbridge	NJ	08/2015	03/2017
Jp Morgan Chase Bank	Jackson	NJ	04/2017	02/2025
J.P. Morgan Securities Llc	Jackson	NJ	04/2017	02/2025
Citizens Securities Inc.	Brick	NJ	07/2025	Present
Citizens Bank	Brick	NJ	07/2025	Present
Unemployed	Howell	NJ	03/2025	06/2025

08/2015 → 03/2017

Axa Advisors, Llc

Woodbridge, NJ
04/2017 → 02/2025

Jp Morgan Chase Bank

Jackson, NJ
04/2017 → 02/2025

J.P. Morgan Securities Llc

Jackson, NJ
07/2025 → Present

Citizens Securities Inc.

Brick, NJ
07/2025 → Present

Citizens Bank

Brick, NJ
03/2025 → 06/2025

Unemployed

Howell, NJ

Previous Registrations

2017-04-11 → 2025-02-26

J.P. Morgan Securities Llc

Jackson, NJ
2015-10-16 → 2017-04-06

Equitable Advisors, Llc

Woodbridge, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-14

S66 Uniform Combined State Law Examination

2015-10-14

Other Names

Richard L Occhiogrosso
Richard Occhiogrosso

View on SEC IAPD