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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-02-13 |
Branch Locations
3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2015 | 12/2016 |
| Northwestern Mutual Investment Services Llc | Richmond | VA | 08/2015 | Present |
| John Van Der Hyde | Richmond | VA | 01/2017 | 04/2023 |
| Jim Fitzgerald | Richmond | VA | 04/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2023 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-22 |
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