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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1200 Wilshire Blvd, Santa Monica, CA 90403-5407 • United States
Marina Del Rey, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Walnut Creek | CA | 06/2015 | 04/2017 |
| Iqair | La Mirada | CA | 05/2017 | 08/2017 |
| Intel | Lakewood | CA | 01/2018 | 01/2019 |
| J.P. Morgan Chase Bank Na | Long Beach | CA | 06/2019 | 03/2021 |
| Jpmorgan Securities Llc | Long Beach | CA | 06/2019 | 03/2021 |
| Harvey & Company | Newport Beach | CA | 02/2019 | 05/2019 |
| Unemployed | Long Beach | CA | 09/2017 | 12/2017 |
| Northwestern Mutual Investment Services Llc | Walnut Creek | CA | 06/2016 | 04/2017 |
| Charles Schwab & Co., Inc. | Los Angeles | CA | 03/2021 | 02/2023 |
| Charles Schwab Bank, Ssb | Los Angeles | CA | 03/2021 | 02/2023 |
| Fidelity Investments | Santa Monica | CA | 02/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-09 |
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