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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-29
  • NY RA
    APPROVED
    Since 2025-10-29

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 07/2013 01/2025
Ubs Financial Services Inc New York NY 10/2025 Present
Unemployed Summit NJ 01/2025 10/2025
Previous Registrations
  • 2013-10-01 → 2025-05-06
    Weehawken, NJ
    Weehawken, NJ
    New York, NY
    New York, NY
    Weehawken, NJ
    Weehawken, NJ
    New York, NY
Other Businesses

NAME OF OTHER BUSINESS: Other Fellow First Foundation / INVESTMENT RELATED?: No / ADDRESS: 47 Summit Avenue, New Jersey / NATURE OF THE BUSINESS: Charity / POSITION: Member of Board of directors / DUTIES: Help NJ families in distress / START DATE:05/17/2017 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-30
S63 Uniform Securities Agent State Law Examination 2005-02-14
  • S66 Uniform Combined State Law Examination
    2013-09-30
  • S63 Uniform Securities Agent State Law Examination
    2005-02-14
Other Names
  • David Haire
  • David W Haire

View on SEC IAPD

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