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Noel Aaron Todd

Wells Fargo Clearing Services, LLC

Seal Beach, CA

Seal Beach, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-16
  • CA RA
    APPROVED
    Since 2024-04-16

Branch Locations

12310 Seal Beach Blvd, Seal Beach, CA 90740 • United States

13916 Seal Beach Blvd, Seal Beach, CA 90740 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 12/2014 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 09/2017
Wells Fargo Advisors Financial Network, Llc St Louis MO 09/2017 07/2022
Edward Jones St. Louis MO 07/2022 04/2024
Wells Fargo Clearing Services, Llc Irvine CA 04/2024 Present
Previous Registrations
  • 2022-07-13 → 2024-04-15
    Edward Jones
    Laguna Niguel, CA
    St Louis, MO
    Clayton, MO
    Costa Mesa, CA
    Laguna Niguel, CA
    Costa Mesa, CA
    Laguna Niguel, CA
  • 2017-09-27 → 2022-07-11
    Wells Fargo Advisors Financial Network, Llc
    St. Louis, MO
    Melville, NY
    Merrick, NY
    Rochester, NY
    Oyster Bay, NY
    New City, NY
    Boca Raton, FL
    Chatham, NJ
  • 2014-01-13 → 2017-09-27
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
  • 2013-08-01 → 2014-01-03
    Cuna Brokerage Services, Inc.
    Tustin, CA
  • 2012-03-09 → 2013-05-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Carson, CA
    Carson, CA
    New York, NY
    Carson, CA
  • 2010-02-08 → 2012-02-24
    Chase Investment Services Corp.
    Huntington Beach, CA
    Los Angeles, CA
  • 2006-09-13 → 2009-03-13
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2005-10-04 → 2006-04-03
    Morgan Stanley Dw Inc.
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-29
  • S66 Uniform Combined State Law Examination
    2005-09-29
Other Names
  • Noel Todd
  • Noel Aaron Todd

View on SEC IAPD

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