Best Investors Account Sign in

Matthew Douglas Ham

Cambridge Investment Research Advisors, Inc.

Phoenix, AZ

Glendale, AZ

Claim This Profile
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-14
  • AZ RA
    APPROVED
    Since 2026-01-14

Branch Locations

2700 North Central Avenue, 12 Floor, Phoenix, AZ 85004 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisor Group Phoenix AZ 04/2015 02/2018
Sagepoint Financial Phoenix AZ 02/2018 09/2023
Osaic Wealth, Inc. Jersey City NJ 09/2023 01/2026
Cambridge Investment Research, Inc. Fairfield IA 01/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2026 Present
Previous Registrations
  • 2023-09-01 → 2026-01-13
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 2018-12-07 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-05
  • S66 Uniform Combined State Law Examination
    2018-12-05

View on SEC IAPD

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor