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New Albany, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-11-24 |
| IN | RA | APPROVED | 2018-11-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Louisville | KY | 05/2016 | 08/2018 |
| Amazon | Jeffersonville | IN | 10/2018 | Present |
| Trimingham Financial, Llc | New Albany | IN | 09/2018 | Present |
I CURRENTLY HAVE 1 BOOKKEEPING CLIENT, RIGHT STOP RV CENTER. RIGHT STOP IS LOCATED IN LEBANON JUNCTION, KENTUCKY. THIS IS A NON-INVESTMENT RELATED BUSINESS. I STARTED KEEPING THEIR BOOKS IN JULY OF 2020. I DEVOTE ABOUT 8 HOURS PER MONTH TO THEM. ABOUT 1 HOUR MAY BE DURING SECURITIES TRADING HOURS. I AM CURRENTLY A WAREHOUSE ASSOCIATE FOR AMAZON. THIS IS A NON-INVESTMENT RELATED BUSINESS LOCATED IN JEFFERSONVILLE, INDIANA. HIRE DATE OF 10/16/2018. WORK APPROXIMATELY 36 HRS PER WEEK - NONE OF THEM DURING SECURITIES TRADING HOURS IN THE U.S.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-16 |
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