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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-23 |
Branch Locations
Bloomington, MN • United States
901 3Rd Ave S, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2015 | 09/2020 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 09/2020 | 10/2023 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 04/2024 | Present |
| Unemployed | Minneapolis | MN | 11/2023 | 03/2024 |
1) NAME OF ACTIVITY: PILFERING WIFE; DATE ACTIVITY STARTED: 04/2011; OWNER/PROPRIETOR; DUTIES: BAKE AND SELL CUPCAKES OUT OF HOME; HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0-20; INCOME PER YEAR UP TO $10,000; THIS ACTIVITY DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS DOES NOT INVOLVE RBC CLIENTS; THIS IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN RBC ACTIVITY. NAME OF ACTIVITY: BLUE WATERS BRASS; DATE ACTIVITY STARTED: 09/2014; NON-PROFIT; ARTISTIC DIRECTOR; DUTIES: REHERSE AND CONDUCT A LOCAL BRASS CHOIR; HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0-20; INCOME PER YEAR UP TO $10,000; THIS ACTIVITY DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS DOES NOT INVOLVE RBC CLIENTS; THIS IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN RBC ACTIVITY. NAME OF ACTIVITY: VARIOUS FILM WORK FOR MULTIPLE PRODUCTION COMPANIES; DATE ACTIVITY STARTED: 10/2015; DUTIES: PERFORM IN VARIOUS FILMS, TELEVISION SHOWS OR COMMERCIALS; HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0-20; INCOME PER YEAR UP TO $10,000; THIS ACTIVITY DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS DOES NOT INVOLVE RBC CLIENTS; THIS IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN RBC ACTIVITY. 2) Name: The Pilfering Wife Address: 8417 Quinn Ave S, Bloomington, MN 55437 Business Description: Bake and sell cupcakes out of the home. Business is not investment related Projected Start Date: 04/01/11 Capacity: Owner - Active Duties Performed: Baking and selling cupcakes out of the home. Devoted to this OBA per Month: 0-5 Hours Devoted to this OBA during business hours: 3 3) Name: Blue Waters Brass Address: N/A Business Description: Brass Choir Business is not investment related Projected Start Date: 09/01/14 Capacity: Independent Contractor/Consultant Duties Performed: Rehearse and conduct the brass choir. Devoted to this OBA per Month: 3 Hours Devoted to this OBA during business hours: 0 4) Name: Various Film/Theater work for multiple production companies Address: N/A Business Description: TV/Film/Commercial/Stage Acting Business is not investment related Projected Start Date: 10/01/15 Capacity: Independent Contractor/Consultant Duties Performed: Performing in various films, television shows, commercials, or theater productions. Devoted to this OBA per Month: 20 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-22 |
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