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Eric Jeffrey Frappier

Cetera Investment Advisers LLC

Fort Wayne, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-11-08
  • IN RA
    APPROVED
    Since 2021-11-08

Branch Locations

6851 West Jefferson Blvd, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Fort Wayne IN 06/2015 11/2017
Jp Morgan Chase Bank, N.A. Kendallville IN 02/2018 10/2021
Jp Morgan Securities, Llc Kendallville IN 02/2018 10/2021
Unemployed Fort Wayne IN 11/2017 01/2018
Cetera Investment Services Llc St Cloud MN 11/2021 Present
Cetera Investment Advisors Llc Fort Wayne IN 11/2021 Present
Lake City Bank Fort Wayne IN 11/2021 Present
  • 06/2015 → 11/2017
    Raymond James And Associates
    Fort Wayne, IN
  • 02/2018 → 10/2021
    Jp Morgan Chase Bank, N.A.
    Kendallville, IN
  • 02/2018 → 10/2021
    Jp Morgan Securities, Llc
    Kendallville, IN
  • 11/2017 → 01/2018
    Unemployed
    Fort Wayne, IN
  • 11/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2021 → Present
    Cetera Investment Advisors Llc
    Fort Wayne, IN
  • 11/2021 → Present
    Lake City Bank
    Fort Wayne, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-14
  • S66 Uniform Combined State Law Examination
    2015-10-14
Other Names
  • Eric Frappier

View on SEC IAPD

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Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
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