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Miles Christian Franklin

Cetera Investment Advisers LLC

Northport, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-08-24
  • AL RA
    APPROVED
    Since 2015-08-24

Branch Locations

1910 Regions Street, Northport, AL 35476 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Tuscaloosa AL 06/2014 Present
Cetera Investment Advisers Llc Tuscaloosa AL 09/2015 Present
Cetera Investment Services Llc St.CLoud MN 07/2015 Present
  • 06/2014 → Present
    Regions Bank
    Tuscaloosa, AL
  • 09/2015 → Present
    Cetera Investment Advisers Llc
    Tuscaloosa, AL
  • 07/2015 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-21
  • S66 Uniform Combined State Law Examination
    2015-08-21

View on SEC IAPD

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