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Shummi P Jindal

Rose Capital Advisors, LLC

Plandome, NY

Miami Beach, FL

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Current Employers
Rose Capital Advisors, Llc

119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-20
  • NY RA
    APPROVED
    Since 2026-03-20

Branch Locations

Plandome, NY • United States

119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hudson Park Advisors Llc New York NY 03/2011 12/2021
Rose Capital Advisors, Llc Miami Beach FL 02/2026 Present
Hudson Park Management New York NY 01/2012 02/2026
  • 03/2011 → 12/2021
    Hudson Park Advisors Llc
    New York, NY
  • 02/2026 → Present
    Rose Capital Advisors, Llc
    Miami Beach, FL
  • 01/2012 → 02/2026
    Hudson Park Management
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-20
  • S65 Uniform Investment Adviser Law Examination
    2026-03-20
Other Names
  • Shmmi Jindal
  • Shummi Jindal

View on SEC IAPD

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