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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-18 |
| WI | RA | APPROVED | 2015-11-02 |
Branch Locations
166 South Lexington Street, Spring Green, WI 53588 • United States
187 S Central Ave, Richland Center, WI 53581-2333 • United States
1065 Main Street, Plain, WI 53577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Richland Center | WI | 06/2015 | Present |
| The Peoples Community Bank | Richland Center | WI | 06/2015 | Present |
1.02/18/2016; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 02/15/2016; 2hrs/mth; 2hrs during trading 2.01/31/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name PCB Wealth Management; Investment Related; at Reported Business Location(s); Start Date 01/07/2019; 160hrs/mth; 7hrs during trading 3.02/20/2019; Ash Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/01/2019; 20hrs/mth; 5hrs during trading 4.08/04/2026; The Peoples Community Bank; Financial Institution Duty; Investment Related; at Reported Business Location(s); Start Date 07/15/2026; 2hrs/mth; 2hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-30 |
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