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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-28 |
Branch Locations
444 W. Lake St., Suite 4600, Chicago, IL 60606 • United States
Chicago, IL • United States
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc/Fidelity Personal & Wp Adv. | Dallas | TX | 06/2015 | 09/2018 |
| Alliance Bernstein / Sanford C. Bernstein & Co., Llc | Chicago | IL | 09/2018 | 04/2020 |
| Aon / Aon Advantage Funds Llc/ Aon Securities | Chicago | IL | 03/2021 | 01/2024 |
| Unemployed | Chicago | IL | 04/2020 | 03/2021 |
| Capital Client Group, Inc. | Chicago | IL | 07/2025 | Present |
| Babylon Asset Management | Chicago | IL | 03/2025 | 06/2025 |
| Unemployed | Chicago | IL | 01/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-12 |
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