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Hermosa Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-08 |
| CA | RA | APPROVED | 2024-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Los Angeles | CA | 07/2016 | 11/2018 |
| Seia Llc | Los Angeles | CA | 01/2020 | 08/2022 |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 04/2019 |
| Mccormick & Schmick | Chicago | IL | 06/2019 | 11/2019 |
| Chicago Blackhawks | Chicago | IL | 01/2020 | 03/2020 |
| Royal Alliance Associates, Inc. | Redondo Beach | CA | 06/2020 | 08/2022 |
| Wealth Being Advisors Llc | Hermosa Beach | CA | 08/2024 | Present |
| Landx | Hermosa Beach | CA | 08/2022 | 03/2023 |
| Crexi | Playa Del Rey | CA | 05/2023 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-05 |
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