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Harris Robert Rosenheim

Ubs Financial Services Inc.

Boston, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-08-20
  • NJ RA
    APPROVED
    Since 2018-08-20

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 06/2015 Present
Other Businesses

1) Connecticut College Alumni Association Board of Directors / 270 Mohegan Avenue New Longdon, CT 06320 / United States / Educational Establishment/ Education / - represent the voice of the alumni body / Other / Member of the Alumni Association Board of Directors / - represent the voice and needs of the alumni association / Start Date 7/1/2019 / 2) Name of Business: The Fenn School./ Address: 516 Monument StreetConcordMAUnited States 01742./ Investment Related: No./ Nature: President of the Alumni Association and Member of the Board of Trustees./Role: President of the Alumni Association, representing the voice of the alumni body on the school's board./ Start Date: 7/1/2023./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-24
  • S66 Uniform Combined State Law Examination
    2015-08-24
Designations

View on SEC IAPD

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